KO'S BROTHER SECURITIES COMPANY LIMITED

高氏兄弟証券有限公司

 

 

 Clients Trading Rules

股票買賣須知

 

Account Opening

1.     Fill and sign the cash account opening form , enclosed with your HK ID copy/passport together with valid address proof (such as bills for water supply, electricity, gas supply and bank statements of last 3 month etc.) , and also all utilities bills must be in clients name.

2.     Clients and Online Trading Clients have to deposit the whole amount of money for the Securities that you are going to Buy/Sell before placing Order. (The said account would be operating at once by the cash deposit in the designated bank that we assigned.)

開戶手續

  1. 填寫開戶表格,連同身份證影印本及住址証明 (如最近三個月內之水電費單、差晌單、或銀行月結單等等)
  2. 新客戶在 買賣股票前請存入買貨之半數額款,如若準備買入之股票是認股權証或 其他高風險之股票,客戶便須存入全數金額。

 

( 瀏覽 : 中文開戶表格 / 英文開戶表格 / 電子交易協議書 )

Settlement Enquire

1.   Securities should be deposit by physical /SI/ISI into our designated CCASS account before placing selling order.

2.   Time for money settlement as instruction follows:

Hang Seng Bank Account : 024-385-091061-001 Cash deposit not later than (T+2) 4:00p.m.

Hong Kong Bank Account    : 004-534-424072-001 Chq. Deposit not later than (T+1) 4:00p.m.

Bank of East Asia Account : 514-40-62416-0 Cash/Chq. Deposit not later than (T+2) 4:00p.m.

 

交收事項

1.  沽貨前要先存貨後沽貨。

2.   款項交收時間如下:

琤芼行戶口 : 024-385-091061-001 存現金最遲T+2下午四時正

匯豐銀行戶口 : 004-534-424072-001 存支票最遲T+1下午四時正

東亞銀行戶口 : 514-40-62416-0 --存支票或現金最遲T+2下午四時正

 

客戶注意事項:

1)    本公司只收取客戶本人開發的支票, 而絕不收取第三者開來的支票; 同時本公司開發給客戶的支票, 以本公司 高氏兄弟證券有限公司 名義開出, 因此亦請客戶開票給本公司時, 抬頭必須寫明 高氏兄弟證券有限公司 為合, 務請客戶多加留意.

2)  日月結單及成交單為客戶投資核查根據, 務請客戶謹慎處理, 若有任何錯誤或郵遞問題, 煩客戶立與總公司連絡為要.

 

 

各項收費表(HANDLING CHARGES LIST)

服務項目Service

收費Charges

最 高 及 最 低 收 費

Min./ Max.

佣金(Commission)

成 交 金 額 之 0.25% (0.25% on transaction amount)

最低收費Min :HK$100.00

政府印花稅(Stamp Duty)

HK$1,000 成 交 金 額 收 HK$1.00(成 交 額 不 足 HK$1,000 亦 作 HK$1,000 計。) HK$1.00 for every HK$1,000.00 of transaction amount (or part thereof)

最低Min : HK$2.00

交易徵收費(Transaction Levy)

成 交 金 額0.007% (0.007% on transaction amount)

--

交易費(Trading Fee)

成 交 金 額0.005% (0.005% on transaction amount)

--

轉手紙厘印費(T/D Fee)

每 張 轉 手 紙 HK$ 5.00 (HK$5.00 per T/D)

--

追息手續費(Dividend Claim)    

追息手續費 (Handling Charges)

$150.00 每一隻股票計算 (Per Stock)       

CCASS 申請費 (Application fee) per stock per distribution period

$200.00 (每期息計算)

銀行 (Bank) Endorsement

$150.00

過戶處証明信 (Registrations confirmation letter if appropriate如適用)

$150.00-$200.00

影印費 (Photocopies)

以紙張多少而定每張 (depends on no. of copy) $0.25/paper.

股票過戶(Registration Stock Transfer Fee)

每一手計 (Per Lot) HK$ 5.00

最低Min :HK$50.00

代供股權、認股權、備對兌認股證或其他(Stock Subscriptions ,Cover Warrants , Warrants and Others)

每次手續費(each time)HK$150.00 +

HK$150.00

中央證券行動費(CCASS action fee)以每一手(Per Lot) x $0.80

--

CCASS 代收股息 (Dividend From CCASS)

每一手轉名費 (Stock Transfer Fee Per Lot) HK$1.50

HK$1.50

代收息手續費 (Collection Fee) 總金額 (Total Amount) x 0.35%

最低Min :HK$15.00

股票提倉費(Physical Stock Withdrawal Fee)

每一手 (Per Lot)HK$5.00

時間 : 平常為二至三天,若特殊情況下以CCASS 公佈為準(Time: usually 2-3days,if special case then have to wait for the CCASSs announcement)

HK$5.00

SI電子轉倉費 (S.I. Fee )

SI交收費(Stock settlement fee) 每隻股票總額以市價計箅(gross value for each SI transaction) x 0.02%

最低Min :HK$15.00

銀行或其他存管處電子轉倉費(S.I. Fee with Bank/other Broker ) 每條$1.00 (each SI input)

款項交收(Money settlement) $0.80 each

中央結算戶口電子轉倉費(CCASS I.S.I. Fee)

全免(Free of charge)

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**上述收費只供參考用途,本公司可隨時修改而不另行通知。如有任何疑問,歡迎致電與本

公司或各分行經理查詢。

**Subject to change without prior notice.